Forms & Documents - CFSG

1) The new Arrangement of Publicly Traded Partnership (PTP) Securities List will take effect on 7 Dec 2022. Click Here for details
2) With effective from 1 Jan 2023, the Trading Fee Structure will be adjusted. Click Here for details

Form

Account
Opening

Account Opening Form (Individual or joint account)

Individual/Joint Account Opening Form
Individual CIN Agreement
Meaning of terms and expressions used in Self-Certification Forms
Processing of Personal Data as part of the Hong Kong Investor Identification Regime (HKIDR), Over-the-counter Securities Transactions Reporting Regime (OTCR) and Stock Connect Northbound Trading PDF Online Form

Standing Authority (Client Money)
Self-Certification Form - Individual PDF Online Form
Client Risk Profile Questionnaire

Corporate

Customer Manual

Margin Trading Policy

T&C & Risk Disclosure

Settlement
Form

Cash Settlement

Client Withdrawal Instruction

Cancel Fund Withdrawal Instruction

Stock Settlement

Physical Scrip Withdrawal / Stock Internal Transfer Form

Entitlement & Corporate action

TIPS Form

TIPS Form

General Form

Change information

Authorisation Form

Power of Attorney

Authorization for Collecting Gifts

Application Form

Reactivate/Close

Declaration

Trading of Growth Enterprise Market GEM Securities

Declaration of Related Margin Financing Accounts

Customers Suggestion

Customers Suggestion Form